Alexis Zulueta
Alexis Zulueta is a registered investment advisor at LPL Financial LLC, based in San Ramon, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2603 Camino Ramon, Suite 200, San Ramon, CA, 94583
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alexis is an agent selling term, UL, whole life, and LTC insurance, dedicating a few hours per week to this activity. Alexis also co-owns rental real estate and works as a notary, both requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ek Riley Investments, LLC
Ek Riley Investments, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Money Concepts Capital CORPBroker
Wma Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.