Chiaheng Chen
Chiaheng Chen is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 29 years of industry experience. Chiaheng is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1525 W Wt Harris Blvd 5th Fl, [Clt Rcast], Charlotte, NC, 28262
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2017Other Business Activities
Chiaheng is the treasurer for the National Association of Asian American Professionals NC Chapter, dedicating minimal time. His activities include budgeting, making deposits, monitoring bank accounts, and making payments to vendors.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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