Carma Wentzlaff is a registered investment advisor at Morgan Stanley, based in Winston-Salem, NC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 North Main Street, Suite 2500, Winston-Salem, NC, 27101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2024 - Present · 2 yrs 3 mos
Morgan Stanley
June 2024 - Present · 2 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
September 2022 - May 2024 · 1 yr 8 mos
UBS Financial Services INC.Broker
September 2022 - May 2024 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
November 2021 - October 2022 · 11 mos
J.P. Morgan Securities LLC
November 2021 - October 2022 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - August 2021 · 17 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - August 2021 · 17 yrs 2 mos
UBS Financial Services INC.
August 2003 - June 2004 · 10 mos
UBS Financial Services INC.Broker
August 2003 - June 2004 · 10 mos
Amsouth Investment Services, INC.
April 2003 - August 2003 · 4 mos
Amsouth Investment Services, INC.Broker
April 2003 - August 2003 · 4 mos
UBS Painewebber INC.
August 2001 - March 2003 · 1 yr 7 mos
UBS Painewebber INC.Broker
August 2001 - March 2003 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.