SK
CFA
SK
CFA

Sylvia Shiu Han Kwan

24 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningSocially Responsible InvestingWomen
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
79,645 clients
Average Client Portfolio
$27K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sylvia is the co-founder and Chief Investment Officer of SimplySmart Asset Management, Inc. Her duties at SimplySmart include business and portfolio management, and she spends about half her time between SimplySmart and Ellevest.

Employment History
Current Registrations
Ellevest
February 2016 - Present · 10 yrs
Simplysmart Asset Management
April 2010 - Present · 15 yrs 10 mos
Previous Registrations
Financial Engines Advisors LLC
December 1999 - September 2008 · 8 yrs 9 mos
State Registrations3 states
CANYTX
Advisor
Exams
No exam information available for this advisor.