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Jason Alfonso

Independent Financial Group, LLC
29 Years of Experience
Loomis, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jason Alfonso is a registered investment advisor at Independent Financial Group, LLC, based in Loomis, CA, with 29 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Loomis, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2013
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is an independent contractor selling various types of insurance products since 1996, dedicating a few hours per week to this activity. He is also a 50% owner of Alfonso/Conrad Independent Financial Advice, a DBA used for marketing purposes.

Employment History
Current Registrations
Independent Financial Group, LLC
May 2013 - Present · 13 yrs 5 mos
Independent Financial Group, LLCBroker
May 2013 - Present · 13 yrs 5 mos
Previous Registrations
LPL Financial LLC
February 2011 - March 2013 · 2 yrs 1 mo
LPL Financial LLCBroker
February 2011 - March 2013 · 2 yrs 1 mo
Qa3 Financial LLC
May 2001 - February 2011 · 9 yrs 9 mos
Qa3 Financial CORP.Broker
May 2001 - February 2011 · 9 yrs 9 mos
National Planning CorporationBroker
December 1998 - May 2001 · 2 yrs 5 mos
Washington Square Securities, INC.Broker
June 1997 - August 1998 · 1 yr 2 mos
Aragon Financial Services, INC.Broker
December 1996 - December 1998 · 2 yrs
State Registrations13 states
AZCACOFLGAMTNVNYOHORSCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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