Dan Hoffmann is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 27 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
233 S Wacker Dr., Suite 8600, Chicago, IL, 60606
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Regulatory History (1)
Customer Dispute
August 2010Other Business Activities
Dan is a board member on the finance committee for Chicago Waldorf School, dedicating minimal time after business hours. He is also an officer for 310cean, a retail/online store, spending minimal time after business hours on business development, customer service, and other activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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