Kevin Porter
Kevin Porter is a registered investment advisor at UBS Financial Services INC., based in Westport, CT, with 29 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
300 Post Road West, Westport, CT, 06880
Get directionsHistory
Regulatory History (2)
Regulatory
October 2007Customer Dispute
July 2000Other Business Activities
Kevin is involved in several outside business activities. These include being on the board of directors for the CT Sustainable Business Council, owning investment real estate, participating in a clinical research study, acting as an executor for an estate, and managing assets for multiple trusts.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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