KR
KR
Kathy Rosado
29 Years of Experience
Houston, TX
2 DisclosuresBroker
Kathy Rosado is a registered investment advisor at VALIC Financial Advisors, INC., based in Houston, TX, with 29 years of industry experience. Kathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
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Location
2929 Allen Parkway, Houston, TX, 77019
Get directionsHistory
Regulatory History (2)
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Regulatory
July 2021Final
Regulatory
November 2016Final
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
September 2006 - Present · 19 yrs 10 mos
VALIC Financial Advisors, INC.
September 2006 - Present · 19 yrs 10 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
April 2014 - May 2016 · 2 yrs 1 mo
Sagepoint Financial, INC.Broker
April 2014 - May 2016 · 2 yrs 1 mo
Woodbury Financial Services, INC.Broker
April 2014 - May 2016 · 2 yrs 1 mo
Fsc Securities CorporationBroker
April 2014 - May 2016 · 2 yrs 1 mo
American General Equity Services CorporationBroker
June 2005 - September 2006 · 1 yr 3 mos
American General Equity Services CorporationBroker
October 2004 - May 2005 · 7 mos
American General Equity Services CorporationBroker
January 2003 - July 2004 · 1 yr 6 mos
American General Securities IncorporatedBroker
January 2002 - October 2004 · 2 yrs 9 mos
Franklin Financial Services CorporationBroker
January 1997 - October 2002 · 5 yrs 9 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.