James Baber
James Baber is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
5820 Patterson Ave., Suite 100, Richmond, VA, 23226
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Regulatory History (1)
Customer Dispute
August 2017Other Business Activities
James is a director of The Titmus Foundation, president of VMI Lacrosse Auxiliary, CEO of Wilderness Alternatives, Inc., and a board member of Zeta Lodge Institute. He dedicates minimal time to each of these non-profit organizations, focusing on board meetings, fundraising, and scholarship opportunities.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.