John Baker
John Baker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in West Hartford, CT, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
29 S Main St Ste 201, West Hartford, CT, 06107-2454
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Advest, INC.Broker
State Registrations51 states
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