MN
MN

Michael Neal

28 Years of Experience
Atlanta, GA
1 DisclosureBroker

Michael Neal is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road Northeast, Suite 2000, Pwm, Atlanta, GA, 30305

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History

Regulatory History (1)
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Criminal
October 1984
Final Disposition
Employment History
Current Registrations
Morgan Stanley
August 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
July 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2019 - March 2020 · 9 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - March 2020 · 17 yrs 9 mos
Wachovia Securities, INC.Broker
May 2001 - June 2002 · 1 yr 1 mo
Quick & Reilly, INC.Broker
December 1997 - April 2001 · 3 yrs 4 mos
W. S. Griffith & CO., INC.Broker
October 1996 - October 1997 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Neal - Financial Advisor | TrueAdvisor