Carey Pitman is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2018 - Present · 8 yrs 4 mos
Morgan Stanley
May 2018 - Present · 8 yrs 4 mos
Morgan StanleyBroker
May 2018 - Present · 8 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - June 2018 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - June 2018 · 1 yr 3 mos
Morgan Stanley
August 2011 - February 2017 · 5 yrs 6 mos
Morgan StanleyBroker
August 2011 - February 2017 · 5 yrs 6 mos
UBS Financial Services INC.
December 2009 - August 2011 · 1 yr 8 mos
UBS Financial Services INC.Broker
October 2008 - August 2011 · 2 yrs 10 mos
PFS Investments INC.Broker
September 2008 - October 2008 · 1 mo
Legg Mason Investor Services, LLCBroker
December 2005 - September 2006 · 9 mos
Citigroup Global Markets INC.Broker
October 1997 - December 2005 · 8 yrs 2 mos
Sanford C. Bernstein & CO., INC.Broker
December 1996 - September 1997 · 9 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.