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Arthur Sherman

Tectonic Capital Advisors, LLC
28 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Arthur Sherman is a registered investment advisor at Tectonic Capital Advisors, LLC, based in Houston, TX, with 28 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 3 clients with $150M in assets under management.

Tectonic Capital Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
3 clients
Average Client Portfolio
$51.5M average
Assets Under Management
$154.4M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fee is up to 1.00% of assets under management and is negotiable based on account complexity and services rendered.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Travis Street, Ste 5900, Houston, TX, 77002

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2002
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Arthur is a co-owner of Bigfoot Energy Services, a director at Hilltop Holdings and CBIZ, a registered representative with Sanders Morris Harris, and CEO/CIO of Tectonic Advisors. He also serves as Chairman of the Board for T-Bank and Tectonic Financial, Inc.

Employment History
Current Registrations
Tectonic Capital Advisors, LLC
December 2025 - Present · 10 mos
Sanders Morris LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Privus Financial, LLC
April 2018 - January 2019 · 9 mos
Tectonic Securities, LLCBroker
June 2016 - October 2016 · 4 mos
Tectonic Advisors LLC
April 2015 - January 2026 · 10 yrs 9 mos
Sustainable Woodlands Partners, LLC
July 2011 - November 2011 · 4 mos
Salient Capital Advisors, LLC
February 2011 - April 2015 · 4 yrs 2 mos
Integrity Capital, LLC
December 2010 - November 2011 · 11 mos
Salient Capital L.P.Broker
November 2008 - April 2015 · 6 yrs 5 mos
Ghe Advisers, L.P.
December 2006 - November 2011 · 4 yrs 11 mos
Smh Capital INC.
September 2006 - November 2008 · 2 yrs 2 mos
Endowment Advisers, L.P.
January 2004 - April 2015 · 11 yrs 3 mos
Smh Capital INC.Broker
September 2003 - November 2008 · 5 yrs 2 mos
Salient Advisors, L.P.
September 2002 - April 2015 · 12 yrs 7 mos
Redstone Consulting, LLCBroker
June 1999 - September 2002 · 3 yrs 3 mos
Redstone Consulting LLC
May 1999 - September 2002 · 3 yrs 4 mos
Painewebber IncorporatedBroker
March 1997 - November 1998 · 1 yr 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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