Arthur Sherman
Arthur Sherman is a registered investment advisor at Tectonic Capital Advisors, LLC, based in Houston, TX, with 28 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable depending on the complexity of client goals and objectives and level of services rendered.
Fee Estimator
Location
600 Travis Street, Ste 5900, Houston, TX, 77002
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2002Other Business Activities
Arthur is a co-owner of Bigfoot Energy Services, a director at Hilltop Holdings and CBIZ, a registered representative with Sanders Morris Harris, and CEO/CIO of Tectonic Advisors. He also serves as Chairman of the Board for T-Bank and Tectonic Financial, Inc.
Employment History
Current Registrations
Tectonic Capital Advisors, LLC
Sanders Morris LLCBroker
Previous Registrations
Privus Financial, LLC
Tectonic Securities, LLCBroker
Tectonic Advisors LLC
Sustainable Woodlands Partners, LLC
Salient Capital Advisors, LLC
Integrity Capital, LLC
Salient Capital L.P.Broker
Ghe Advisers, L.P.
Smh Capital INC.
Endowment Advisers, L.P.
Smh Capital INC.Broker
Salient Advisors, L.P.
Redstone Consulting, LLCBroker
Redstone Consulting LLC
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.