Ronald Mosser is a CFP-designated registered investment advisor, based in Louisville, KY, with 28 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7301 Jefferson Blvd, Louisville, KY, 40219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
July 2010 - January 2018 · 7 yrs 6 mos
Bb&t Investment Services, INC.Broker
July 2004 - January 2018 · 13 yrs 6 mos
Primevest Financial Services, INC.Broker
June 2001 - August 2004 · 3 yrs 2 mos
Compulife Investor Services, INC.Broker
September 2000 - June 2001 · 9 mos
PNC Brokerage CORPBroker
March 2000 - August 2000 · 5 mos
Salomon Smith Barney INC.Broker
January 1998 - March 2000 · 2 yrs 2 mos
State Registrations22 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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