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Daniel Wombles

Stifel Independent Advisors, LLC
29 Years of Experience
St. Louis, MO
Broker
View SEC Summary
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Daniel Wombles is a registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 29 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 7,902 clients with $5B in assets under management.

Stifel Independent Advisors, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees can go up to 1.00% for the Summit program and vary by specific wrap fee program or strategy. Actual fees are set out in the fee schedule of your advisory agreement and are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12300 Old Tesson Road, Suite 200C, St. Louis, MO, 63128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is the President of West County Financial Advisors, P.C., providing financial planning and discretionary investment advisory services since 1993. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Stifel Independent Advisors, LLC
February 2002 - Present · 24 yrs 8 mos
Stifel Independent Advisors, LLCBroker
October 2000 - Present · 26 yrs
Previous Registrations
Franklin Financial Services CorporationBroker
October 1996 - December 2000 · 4 yrs 2 mos
State Registrations8 states
FLGAILMOSCTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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