John Thomas
John Thomas is a registered investment advisor at Stifel Independent Advisors, LLC, based in Osterville, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.
Location
804 Main Street, Suite B, Osterville, MA, 02655
Get directionsHistory
Regulatory History (1)
Criminal
April 1995Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel Independent Advisors, LLC
Keefe, Bruyette & Woods, INC.Broker
Stifel Independent Advisors, LLCBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
TD Waterhouse Investor Services, INC.
TD Waterhouse Investor Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.