Daniel Jones is a registered investment advisor at LPL Financial LLC, based in Richton, MS, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richton, MS
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Regulatory History (1)
Customer Dispute
July 2021Other Business Activities
Daniel operates under two DBAs for his LPL business: Steen Investment Group, Inc. since 2019, and Dan Jones Investment Group, LLC since 2020, dedicating full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Infinex Investments, INC.Broker
Infinex Investments, INC.
Bancorpsouth Investment Services, INC.
Bancorpsouth Investment Services, INC.Broker
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.