Jon Schlueter
Jon Schlueter is a registered investment advisor at Osaic Wealth, INC., based in Hauppauge, NY, with 21 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Hauppauge, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
Jon owns ESPG, Inc. where he sells worksite insurance including critical illness, accident, life, and disability, dedicating a few hours per week. He also owns Jon Schlueter Consulting Corp and Empire State Planning Group, Inc., which are related to fixed insurance sales, dedicating minimal time and about 10-20% of his time respectively.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Lion Street Financial, LLCBroker
Madison Advisory Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
H.D. Vest Investment ServicesBroker
Metlife Securities INC.Broker
H.D. Vest Investment Securities, INC.Broker
Eisner Securities, INC.Broker
Benjamin Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Philip Nicosia, CFAOsaic Wealth, INC.
- Beverly Wendt, CFPOsaic Wealth, INC.
- George Sucich, CFPOsaic Wealth, INC.
- Mark Gajowski, CFPOsaic Wealth, INC.
- Mark HarrisOsaic Wealth, INC.
- Edward LevineOsaic Wealth, INC.