Jon Schlueter
Jon Schlueter is a registered investment advisor at Osaic Wealth, INC., based in Hauppauge, NY, with 20 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Hauppauge, NY
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Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
Jon owns ESPG, Inc. where he sells worksite insurance including critical illness, accident, life, and disability, dedicating a few hours per week. He also owns Jon Schlueter Consulting Corp and Empire State Planning Group, Inc., which are related to fixed insurance sales, dedicating minimal time and about 10-20% of his time respectively.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Lion Street Financial, LLCBroker
Madison Advisory Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
H.D. Vest Investment ServicesBroker
Metlife Securities INC.Broker
H.D. Vest Investment Securities, INC.Broker
Eisner Securities, INC.Broker
Benjamin Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.