Mark Harris
Mark Harris is a registered investment advisor at Osaic Wealth, INC., based in Hauppauge, NY, with 26 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
521 Hauppauge Road, Suite 206, Hauppauge, NY, 11788
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Regulatory History (2)
Customer Dispute
April 2013Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Mark is the primary member of Mark Harris LLC, established for his Ameriprise financial practice, dedicating minimal time. He also works as a broker for Latitude Wealth Advisors and sells insurance as part of his comprehensive advice, spending a few hours per week, including during trading hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, LLCBroker
Investors Capital Advisory
Investors Capital CORP.Broker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
David Lerner Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.