Ronald Phelps
Ronald Phelps is a registered investment advisor at Ameriprise Financial Services, LLC, based in Middleton, WI, with 29 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8215 Greenway Blvd Ste 200, Middleton, WI, 53562
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2008Customer Dispute
May 2003Customer Dispute
October 2002Other Business Activities
Ronald co-owns a real estate business and a retail business, both called Stealth Dog. He also serves on the board of directors for Phelps, is a campaign co-leader for The River Food Pantry, and is an author, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.