Richard Clark
Richard Clark is a PFS-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Mesa, AZ, with 28 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
6816 E Brown Rd Ste 101, Mesa, AZ, 85207
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2019Customer Dispute
February 2010Customer Dispute
December 2008Customer Dispute
May 2006Other Business Activities
Richard has business ownership interests, dedicating about a quarter of his time (40-59 hours per month) to one and minimal time (1-9 hours per month) to another. These activities are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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