Mark Rauguth
Mark Rauguth is a CFP-designated registered investment advisor at Gradient Wealth Management, based in Mesa, AZ, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 3,268 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gradient Wealth Management offers non-discretionary asset management services, where they recommend securities but require your approval before any trades. The annual fee is a maximum of 2.00% of the assets they manage, but this fee is negotiable based on factors like the money manager selected, the advisor providing services, and the value of your account. The fee can be paid monthly or quarterly, either in advance or after the period. You can terminate the agreement with 30 days' notice and receive a refund for services not provided.
Location
2500 S. Power Road, Suite 111, Mesa, AZ, 85209
Get directionsHistory
Regulatory History (4)
Regulatory
March 2015Regulatory
September 2014Regulatory
March 2014Employment Separation After Allegations
March 2013Other Business ActivitiesSells Insurance
Mark is a managing member of Immaculate Wealth Management, LLC, providing investment advisory and securities/insurance services, taking nearly full-time hours. He is also the owner/president of Precision Investments Inc for payroll purposes, dedicating minimal time, and a partner in Overson & Rauguth & Assoc. LLC, a real estate rental property, dedicating minimal time.
Employment History
Current Registrations
Gradient Securities, LLCBroker
Immaculate Wealth Management, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.