MA
MA

Melinda Aven

26 Years of Experience
Mishawaka, IN
BrokerSells Insurance

Melinda Aven is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mishawaka, IN, with 26 years of industry experience. Melinda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

4215 Edison Lakes Pkwy, Ste 200, Mishawaka, IN, 46545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Melinda may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. She is also the chairperson for Ribbon of Hope, a non-profit organization, dedicating minimal time to running board meetings and supporting fundraising efforts.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2014 - Present · 12 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2004 - Present · 22 yrs 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2003 - February 2004 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
December 2000 - July 2003 · 2 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
June 1999 - January 2002 · 2 yrs 7 mos
State Registrations20 states
AZCACODCFLGAIAILINMINCNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.