John Chisholm is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
Loading...
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 1 mo
Guggenheim Funds Distributors, LLCBroker
May 2011 - Present · 14 yrs 11 mos
Previous Registrations
Prudential Investments LLC
May 2006 - April 2011 · 4 yrs 11 mos
Prudential Investment Management Services LLCBroker
July 2005 - April 2011 · 5 yrs 9 mos
American Skandia Marketing, INC.Broker
December 2003 - June 2005 · 1 yr 6 mos
Cdc Ixis Asset Management Distributors, L.P.Broker
May 2000 - December 2001 · 1 yr 7 mos
Loomis Sayles Distributors, L.P.Broker
June 1998 - April 2000 · 1 yr 10 mos
Putnam Mutual Funds CORP.Broker
January 1998 - March 1998 · 2 mos
Fidelity Brokerage Services, INC.Broker
November 1996 - October 1997 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.