SF
SF
Suzanne Frazier
27 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Suzanne Frazier is a registered investment advisor at UBS Financial Services INC., based in Cincinnati, OH, with 27 years of industry experience. Suzanne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
312 Walnut Street, Suite 3300, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
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Criminal
January 2008Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
December 2015 - Present · 10 yrs 10 mos
UBS Financial Services INC.
December 2015 - Present · 10 yrs 10 mos
UBS Financial Services INC.Broker
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Morgan Stanley
September 2013 - December 2015 · 2 yrs 3 mos
Morgan StanleyBroker
September 2013 - December 2015 · 2 yrs 3 mos
Raymond James & Associates, INC.Broker
June 2011 - September 2013 · 2 yrs 3 mos
Raymond James & Associates, INC.
June 2011 - September 2013 · 2 yrs 3 mos
Wells Fargo Advisors, LLC
January 2008 - June 2011 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - June 2011 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.
January 2005 - January 2008 · 3 yrs
A. G. Edwards & Sons, INC.Broker
January 2005 - January 2008 · 3 yrs
Citigroup Global Markets INC.
December 1999 - June 2003 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
January 1998 - June 2003 · 5 yrs 5 mos
State Registrations16 states
CACOFLGAILINKYMINCNYOHORPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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