MM
MM

Margaret Omarra Maruzo

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,093 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000
Loading...

Location

670 Boston Post Road, Madison, CT, 06443

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Margaret is the VP of the Board of Directors for Acord, Inc., a charitable organization. This non-investment related activity takes minimal time.

Employment History
Current Registrations
Principle Wealth
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Principle Wealth Partners LLC
September 2019 - June 2020 · 9 mos
Oneamerica Securities, INC.Broker
August 2016 - September 2019 · 3 yrs 1 mo
Oneamerica Securities, INC.
August 2016 - September 2019 · 3 yrs 1 mo
Prudential Financial Planning Services
March 2002 - July 2016 · 14 yrs 4 mos
Pruco Securities, LLC.Broker
January 1998 - July 2016 · 18 yrs 6 mos
American General Securities IncorporatedBroker
October 1997 - December 1997 · 2 mos
Uslife Equity Sales CORP.Broker
December 1996 - October 1997 · 10 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.