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Heather Hersey

LPL Financial LLC
20 Years of Experience
Rochester, NH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Heather Hersey is a registered investment advisor at LPL Financial LLC, based in Rochester, NH, with 20 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 South Main Street, Rochester, NH, 03867

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Heather operates Wilmington Advisors @ M&T as a DBA for her LPL business. She also works as a wellness consultant/coach at A Moving Healing Center, dedicating a few hours per week to life coaching, mindfulness, yoga teaching, massage therapy, and polarity practice.

Employment History
Current Registrations
LPL Financial LLC
December 2023 - Present · 2 yrs 10 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Citizens Securities, INC.
March 2020 - November 2023 · 3 yrs 8 mos
Citizens Securities, INC.Broker
March 2020 - November 2023 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2019 - March 2020 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2019 - March 2020 · 5 mos
Strategic Advisers, INC.
June 2016 - December 2017 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
June 2016 - December 2017 · 1 yr 6 mos
Santander Securities
December 2015 - April 2016 · 4 mos
Santander Securities LLCBroker
December 2015 - April 2016 · 4 mos
Citizens Securities, INC.
July 2015 - November 2015 · 4 mos
Citizens Securities, INC.Broker
June 2015 - November 2015 · 5 mos
TD Ameritrade, INC.
October 2014 - January 2015 · 3 mos
Amerivest Investment Management, LLC
October 2014 - January 2015 · 3 mos
TD Ameritrade, INC.Broker
October 2014 - January 2015 · 3 mos
Strategic Advisers, INC.
August 2007 - August 2013 · 6 yrs
Fidelity Brokerage Services LLCBroker
May 2007 - August 2013 · 6 yrs 3 mos
Strategic Advisers INC.
November 1998 - October 2002 · 3 yrs 11 mos
Fidelity Brokerage Services LLCBroker
November 1998 - October 2002 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - November 1998 · 1 yr 3 mos
State Registrations8 states
CTFLMAMENCNHVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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