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Michael Obrien

10 Years of Experience
Las Vegas, NV
Broker

Michael Obrien is a registered investment advisor at Thrivent Investment Management INC., based in Las Vegas, NV, with 10 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

Las Vegas, NV

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a board member for Hopelink of Southern Nevada, a non-profit assisting low-income families and seniors, and for Unshakable, an organization helping traumatized women re-enter society. He dedicates minimal time to each of these roles.

Employment History
Current Registrations
Thrivent Investment Management INC.
February 2017 - Present · 9 yrs 7 mos
Thrivent Investment Management INC.Broker
January 2017 - Present · 9 yrs 8 mos
Thrivent Investment Management INC.
January 2017 - Present · 9 yrs 8 mos
Previous Registrations
MML Investors Services, INC.Broker
December 1996 - January 1998 · 1 yr 1 mo
State Registrations24 states
AZCACOFLGAIDILKSKYMIMNMTNCNJNMNVNYORSCSDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.