Todd Bock
Todd Bock is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Marshall, MN, with 29 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
203 Jewett Street, Marshall, MN, 56258
Get directionsHistory
Regulatory History (1)
Criminal
October 1986Other Business ActivitiesSells Insurance
Todd earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Todd Bock Agency, which sells and services non-Northwestern Mutual insurance products, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.