Fernando Romero
Fernando Romero is a registered investment advisor at Osaic Wealth, INC., based in Brandon, FL, with 29 years of industry experience. Fernando operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1743 S. Kings Avenue, Brandon, FL, 33511
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Regulatory History (1)
Customer Dispute
December 2007Other Business ActivitiesSells Insurance
Fernando is the President of Romero Insurance & Financial Services, a full-service insurance agency, taking nearly full-time. He is also an Investment Advisor Representative and manages money accounts, dedicating about half his time, and is involved in several real estate ventures.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.