James Hough
James Hough is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Brandon, FL, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1739 South Kings Ave, Brandon, FL, 33511
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Regulatory History (1)
Customer Dispute
December 2003Other Business ActivitiesSells Insurance
James provides fixed insurance products, such as life insurance, through Hough Financial Services, dedicating about 10-20% of his time. He also manages Financial Transformation Group, spending a few hours per week on creating materials, supervising representatives, recruitment, marketing, and other duties.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Trustmont Advisory Group, INC.
Trustmont Financial Group, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Equity Services, INC.Broker
MML Investors Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Nml Equity Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.