James Priest is a registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, OH, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Dayton, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James serves as power of attorney for an immediate family member since 2021. This requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Strategic Advisers INC.
Raymond James Financial Services, INC.Broker
Fidelity Brokerage Services LLCBroker
Westminster Financial Securities, INC.Broker
Omni Financial Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.