Ron Phillips
Ron Phillips is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 29 years of industry experience. Ron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2022Customer Dispute
October 2021Customer Dispute
March 2008Customer Dispute
November 2003Customer Dispute
May 2003Customer Dispute
August 2001Other Business Activities
Ron is a loanee for Combat Sports Acadamy, a recreation business in Dublin, California, since September 2021. This activity is not investment-related and does not take up any of Ron's time during or after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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