Brooke Haskins
Brooke Haskins is a registered investment advisor at Osaic Wealth, INC., based in Capitola, CA, with 28 years of industry experience. Brooke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1500 41st Ave, Suite 260B, Capitola, CA, 95010
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Regulatory History (1)
Customer Dispute
November 2018Other Business ActivitiesSells Insurance
Brooke is an insurance agent and owner, maintaining insurance and annuity policies and contracts inherited from a previous agent since 2011. This investment-related activity requires minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
UBS Securities LLCBroker
Banc of America Securities LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Securities America, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.