JB
JB
Jon Beauchemin
28 Years of Experience
Woodland Hills, CA
1 DisclosureBrokerSells Insurance
Jon Beauchemin is a registered investment advisor, based in Woodland Hills, CA, with 28 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold.
Location
21550 W. Oxnard Street, 3rd Floor, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002Closed-No Action
Other Business ActivitiesSells Insurance
Jon is involved in fixed insurance sales at the branch location, which is investment-related. He is also a Registered Representative with MSEC, LLC.
Employment History
Current Registrations
Msec, LLCBroker
January 2022 - Present · 4 yrs 9 mos
Msec, LLC
January 2022 - Present · 4 yrs 9 mos
Mariner
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Commonwealth Financial Network
November 2017 - December 2021 · 4 yrs 1 mo
Commonwealth Financial NetworkBroker
August 2014 - December 2021 · 7 yrs 4 mos
Financial Telesis INCBroker
August 2008 - August 2014 · 6 yrs
Foothill Securities, INC.Broker
October 2004 - August 2008 · 3 yrs 10 mos
AXA Advisors, LLCBroker
February 1997 - August 2003 · 6 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1997 - January 2000 · 2 yrs 11 mos
State Registrations10 states
CACOKYMANVORSCVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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