Brian Bartkus is a CFP-designated registered investment advisor at Mma Securities LLC, based in New York, NY, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
1166 Avenue of the Americas, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLC
March 2021 - Present · 5 yrs 2 mos
Mma Securities LLC
January 2016 - Present · 10 yrs 4 mos
Mma Securities LLCBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Mmc Securities LLCBroker
August 2011 - February 2016 · 4 yrs 6 mos
NFP Securities, INC.Broker
August 2007 - September 2011 · 4 yrs 1 mo
Investacorp Advisory Services INC
November 2006 - August 2007 · 9 mos
Investacorp Advisory Services INC
August 2001 - December 2005 · 4 yrs 4 mos
Investacorp, INC.Broker
April 2001 - August 2007 · 6 yrs 4 mos
MML Investors Services, INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
American Express Financial Advisors INC.Broker
February 1997 - August 1998 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
February 1997 - August 1998 · 1 yr 6 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.