JO
JO
James Ogrady is a registered investment advisor at Mma Securities LLC, based in Boston, MA, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Loading...
Location
101 Huntington Ave, Suite 401, Boston, MA, 02199
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2001Final Disposition
Employment History
Current Registrations
Mma Securities LLC
September 2022 - Present · 3 yrs 8 mos
Mma Securities LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
John Hancock Personal Financial Services, LLC
February 2020 - June 2022 · 2 yrs 4 mos
Manulife Investment Management (US) LLC
December 2012 - April 2020 · 7 yrs 4 mos
John Hancock Distributors LLCBroker
March 2012 - June 2022 · 10 yrs 3 mos
LPL Financial LLC
June 2009 - March 2012 · 2 yrs 9 mos
LPL Financial LLCBroker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations5 states
GAMAMDNCRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.