Marco Lopez is a registered investment advisor, based in Dallas, TX, with 27 years of industry experience.
Location
17304 Preston Road, Suite 800, Dallas, TX, 75252
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Regulatory History (2)
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Customer Dispute
January 2011Closed-No Action
Customer Dispute
October 2010Settled
Other Business ActivitiesSells Insurance
Marco operates under two DBAs for his LPL business: Texas Private Wealth Advisors, LLC and Texas Retirement Partners, dedicating about a quarter of his time and a few hours per week, respectively. He also owns Texas Private Wealth Insurance Group, LLC, an insurance agency, spending minimal time on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2025 - Present · 8 mos
Raymond James Financial Services, INC.Broker
September 2025 - Present · 8 mos
Previous Registrations
LPL Financial LLC
June 2019 - September 2025 · 6 yrs 3 mos
Visionpoint Advisory Group
October 2016 - June 2019 · 2 yrs 8 mos
LPL Financial LLCBroker
October 2016 - September 2025 · 8 yrs 11 mos
Bfc Planning, INC.
January 2013 - October 2016 · 3 yrs 9 mos
Berthel, Fisher & Company Financial Services, INC.Broker
June 2012 - October 2016 · 4 yrs 4 mos
Milkie/ferguson Investments, INC.
November 2007 - June 2012 · 4 yrs 7 mos
Milkie/ferguson Investments, INC.Broker
October 2003 - June 2012 · 8 yrs 8 mos
Southwest Securities, INC.Broker
February 1999 - November 2003 · 4 yrs 9 mos
Fidelity Brokerage Services, INC.Broker
December 1996 - August 1997 · 8 mos
State Registrations23 states
ALARAZCACOFLIAILKSLAMDMTNCNYOHOKSDTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.