Dianne Eggert is a registered investment advisor at Cetera Investment Advisers LLC, based in Neosho, MO, with 29 years of industry experience. Dianne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Neosho, MO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dianne works as a compliance analyst for Prosperity Network of Advisors, a financial services firm, since 2019. This takes up a full-time commitment, with most of the hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Voya Financial Advisors, INC.Broker
Directed Services LLCBroker
Voya America Equities, INC.Broker
Voya Retirement Advisors, LLCBroker
Voya Financial Partners, LLCBroker
Multi-Financial Securities CorporationBroker
Vestax Securities CorporationBroker
Aetna Investment Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.