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Anthony Abrams

Cape Investment Advisory, INC.
27 Years of Experience
Fairfax, VA
1 Disclosure
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Anthony Abrams is a registered investment advisor at Cape Investment Advisory, INC., based in Fairfax, VA, with 27 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,013 clients with $470M in assets under management.

Cape Investment Advisory, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
34 advisors
Number of Clients
1,013 clients
Average Client Portfolio
$468K average
Assets Under Management
$473.7M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$350
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $1.0M2.25%
$1.0M - $2.0M1.95%
$2.0M - $5.0M1.65%
$5M+1.35%

Fees are all-inclusive wrap fees covering management, execution, clearing, and custody. All fees are negotiable. There is a $350 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11350 Random Hills Rd, Ste 800, Fairfax, VA, 22030

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History

Regulatory History (1)
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Customer Dispute
August 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cape Investment Advisory, INC.
July 2026 - Present · 3 mos
Previous Registrations
Regal Investment Advisors LLC
September 2023 - July 2026 · 2 yrs 10 mos
Woodbury Financial Services, INC.Broker
March 2019 - September 2021 · 2 yrs 6 mos
Woodbury Financial Services, INC.
March 2019 - September 2021 · 2 yrs 6 mos
Questar Asset Management, INC.
May 2014 - March 2019 · 4 yrs 10 mos
Questar Capital CorporationBroker
May 2014 - March 2019 · 4 yrs 10 mos
Colorado Financial Service Corporation
July 2012 - April 2014 · 1 yr 9 mos
Colorado Financial Service CorporationBroker
July 2012 - April 2014 · 1 yr 9 mos
Money Concepts Advisory Service
January 2004 - July 2012 · 8 yrs 6 mos
Money Concepts Capital CORPBroker
October 2002 - July 2012 · 9 yrs 9 mos
H.D. Vest Investment ServicesBroker
May 1997 - October 2002 · 5 yrs 5 mos
State Registrations3 states
MDNCVA
Advisor

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Exams
No exam information available for this advisor.
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