TK
TK

Thomas Kaiser

26 Years of Experience
Columbus, OH
BrokerSells Insurance

Thomas Kaiser is a registered investment advisor, based in Columbus, OH, with 26 years of industry experience.

Location

41 S High St Ste 3400, Columbus, OH, 43215

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Thomas is a financial design analyst and IAR representative for Garlikov & Associates Inc and Garlikov Advisors Inc, spending full-time hours and about a quarter of his time, respectively. He also works as a consultant for Garlikov & Assoc Inc through TK Craftsmanship, spending about half his time.

Employment History
Current Registrations
The Leaders Group, INC.Broker
March 2018 - Present · 8 yrs 1 mo
Garlikov Advisors INC
May 2011 - Present · 14 yrs 11 mos
Previous Registrations
M Holdings Securities, INC.Broker
January 2013 - March 2018 · 5 yrs 2 mos
Ga Financial, INC.Broker
July 1999 - January 2013 · 13 yrs 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Kaiser - Financial Advisor | TrueAdvisor