Matthew Smith is a registered investment advisor at LPL Financial LLC, based in Leominster, MA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
24 Monument Square, Leominster, MA, 01453
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew is a Trust Investment Advisor at Rollstone Bank & Trust since 2015, dedicating about 10-20% of his time during securities trading. He also operates Rollstone Investment Services as a DBA for his LPL business since 2018, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
New England SecuritiesBroker
Evergreen Investment Services, INC.Broker
Pfpc Distributors, INC.Broker
Allmerica Investments, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.