MD
MD

Michael Dautel

29 Years of Experience
Charlotte, NC
Broker

Michael Dautel is a registered investment advisor, based in Charlotte, NC, with 29 years of industry experience.

Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Truist Investment Services, INC.
March 2021 - Present · 5 yrs 2 mos
Truist Investment Services, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - June 2021 · 3 yrs 5 mos
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
January 2005 - January 2018 · 13 yrs
Bb&t Investment Services, INC.
January 2005 - January 2018 · 13 yrs
Banc of America Investment Services, INC.
October 2004 - January 2005 · 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - January 2005 · 3 mos
Quick & Reilly, INC.
June 2004 - October 2004 · 4 mos
Quick & Reilly, INC.Broker
May 2001 - October 2004 · 3 yrs 5 mos
UBS Painewebber INC.Broker
October 1998 - April 2001 · 2 yrs 6 mos
Interstate/johnson Lane CorporationBroker
February 1997 - October 1998 · 1 yr 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Dautel - Financial Advisor | TrueAdvisor