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Peter Michael Cadaret

Oppenheimer & CO. INC.
28 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$250

Location

85 Broad Street, 22nd Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2021 - Present · 4 yrs 10 mos
Oppenheimer Asset Management
August 2005 - Present · 20 yrs 6 mos
Oppenheimer & CO. INC.Broker
April 2003 - Present · 22 yrs 10 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2006 - December 2008 · 2 yrs 11 mos
Cibc World Markets CORP.Broker
December 1999 - April 2003 · 3 yrs 4 mos
Seligman Advisors, INC.Broker
July 1999 - October 1999 · 3 mos
Seligman Services, INC.Broker
October 1998 - June 1999 · 8 mos
Seligman Advisors, INC.Broker
September 1997 - October 1998 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
January 1997 - June 1997 · 5 mos
State Registrations10 states
CACOCTFLGAILNCNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.