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Teresa Turner

29 Years of Experience
Muscle Shoals, AL
1 DisclosureBroker

Teresa Turner is a registered investment advisor at Ameriprise Financial Services, LLC, based in Muscle Shoals, AL, with 29 years of industry experience. Teresa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1109 E Avalon Ave, Muscle Shoals, AL, 35661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Denied
Other Business Activities

Teresa works for Bank Independent since 2020. This takes about a quarter of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2020 - Present · 6 yrs 4 mos
Ameriprise Financial Services, LLC
January 2020 - Present · 6 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - January 2020 · 6 yrs 8 mos
Bbva Wealth Solutions INC.
August 2012 - January 2020 · 7 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
August 2012 - May 2013 · 9 mos
PNC Investments
March 2012 - August 2012 · 5 mos
PNC InvestmentsBroker
March 2012 - August 2012 · 5 mos
Bbva Wealth Solutions INC.
October 2010 - March 2012 · 1 yr 5 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INC.
August 2009 - March 2010 · 7 mos
Bbva Compass Investment Solutions, INCBroker
January 2008 - March 2012 · 4 yrs 2 mos
Suntrust Investment Services, INC.Broker
June 2006 - January 2008 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
October 2005 - June 2006 · 8 mos
Colonial Brokerage, INC.Broker
January 2002 - October 2005 · 3 yrs 9 mos
Fiserv Investor Services, INC.Broker
May 2001 - January 2002 · 8 mos
Compass Brokerage, INC.Broker
January 1997 - May 2001 · 4 yrs 4 mos
State Registrations5 states
ALGAMSTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.