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JW
JW

John Williams

Dominari Securities LLC
26 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

John Williams is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 63 clients with $28M in assets under management.

Dominari Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
17 advisors
Number of Clients
63 clients
Average Client Portfolio
$445K average
Assets Under Management
$28.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

Fees are negotiable based on account composition, location of assets, and pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

725 Fifth Avenue, 23rd Fl., New York, NY, 10022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Regulatory
January 2001
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns and operates Photos by JWill, a photography business, since 2012, and dedicates a few hours per week to it. He also works as a business and compliance consultant through JWill150 Consulting, spending a few hours per week on this activity.

Employment History
Current Registrations
Dominari Securities LLC
October 2024 - Present · 2 yrs
Dominari Securities LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
Alexander Capital, L.P.Broker
March 2021 - October 2024 · 3 yrs 7 mos
Arive Capital MarketsBroker
March 2015 - April 2021 · 6 yrs 1 mo
Southeast Investments, N.c., INC.Broker
February 2013 - March 2015 · 2 yrs 1 mo
Morgan Stanley Smith BarneyBroker
March 2011 - May 2011 · 2 mos
J.P. Turner & Company, L.L.C.Broker
December 2006 - December 2010 · 4 yrs
Trident Partners LTD.Broker
October 2005 - November 2006 · 1 yr 1 mo
Euro Pacific Capital, INC.Broker
July 2005 - November 2005 · 4 mos
Andrew Garrett INC.Broker
December 2004 - June 2005 · 6 mos
Lh Ross & Company, INC.Broker
April 2003 - January 2005 · 1 yr 9 mos
Salomon Grey Financial CorporationBroker
March 2002 - April 2003 · 1 yr 1 mo
Delta Asset Management Company, LLCBroker
November 2001 - March 2002 · 4 mos
Lh Ross & Company, INC.Broker
March 2000 - October 2001 · 1 yr 7 mos
Baxter Banks & Smith, LTD.Broker
May 1998 - March 2000 · 1 yr 10 mos
Harvestons Securities, INC.Broker
March 1998 - May 1998 · 2 mos
International Bond & Share, INC.Broker
November 1997 - March 1998 · 4 mos
West America Securities CORPBroker
May 1997 - November 1997 · 6 mos
Smith, Benton & Hughes, INC.Broker
January 1997 - May 1997 · 4 mos
State Registrations2 states
NYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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