Joshua Anthony Shipley

Dominari Securities LLC

8 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth

Dominari Securities LLC

Compensation

Fee-Only (AUM)

Firm Size

11 advisors

Number of Clients

235 clients

Average Client Portfolio

$177K average

Assets Under Management

$41.6M

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $5.0M	1.25%
$5.0M - $10.0M	1.00%
$10.0M - $25.0M	0.85%
$25.0M - $50.0M	0.65%
$50.0M - $75.0M	0.50%
$75M+	0.45%

DS may charge a lesser fee based upon certain criteria.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

725 Fifth Avenue, 23rd Fl., New York, NY, 10022

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History

Regulatory History (1)

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Customer Dispute

April 2025

Pending

View Full SEC Report How to Read Disclosures

Other Business Activities

Joshua is the COO and sole owner of Importing Exporting LLC, a personal investment entity used for private placements and listed securities. He spends minimal time on this activity.