RS
ChFC
RS
ChFC
Robert Smith is a ChFC-designated registered investment advisor, based in San Diego, CA, with 21 years of industry experience.
Location
3131 Camino Del Rio N., Suite 800, San Diego, CA, 92108
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2017Denied
Other Business ActivitiesSells Insurance
Robert is an insurance agent selling fixed insurance products since 2008, dedicating minimal time. He is also an investment advisor representative at Sovran Advisors LLC and the owner/president of Omega Wealth Strategies, spending about a quarter of his time on each. Finally, Robert owns an extreme sports apparel business, Go Fast Take Chances, dedicating minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 3 mos
Sovran Advisors, LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - March 2024 · 7 yrs
MML Investors Services, LLCBroker
March 2017 - March 2024 · 7 yrs
Msi Financial Services, INC.Broker
November 2014 - March 2017 · 2 yrs 4 mos
Msi Financial Services, INC.
November 2014 - March 2017 · 2 yrs 4 mos
Securian Financial Services, INC.
August 2009 - November 2014 · 5 yrs 3 mos
Securian Financial Services, INC.Broker
June 2009 - November 2014 · 5 yrs 5 mos
Waterford Financial, INC.Broker
April 2001 - October 2001 · 6 mos
UBS Painewebber INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
February 1997 - October 1999 · 2 yrs 8 mos
State Registrations12 states
CACODCFLIDNCNENJNVORTXUT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.