SK
SK

Samuel Kiefer

29 Years of Experience
Plymouth, MN
Broker

Samuel Kiefer is a registered investment advisor, based in Plymouth, MN, with 29 years of industry experience.

Location

505 N Highway 169, Suite 900, Plymouth, MN, 55441

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Samuel operates Wealth Enhancement Group as a DBA for his LPL business and provides investment advisory services through Wealth Enhancement Advisory Services LLC. He dedicates full-time hours to the advisory services.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Wealth Enhancement Advisory Services, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
September 2022 - June 2025 · 2 yrs 9 mos
Pinnacle Private Wealth, LLC
May 2018 - September 2022 · 4 yrs 4 mos
Triad Advisors LLCBroker
May 2018 - September 2022 · 4 yrs 4 mos
Rpg Family Wealth Advisory, LLC
February 2012 - June 2018 · 6 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2012 - May 2018 · 6 yrs 3 mos
UBS Financial Services INC.
June 2010 - February 2012 · 1 yr 8 mos
UBS Financial Services INC.Broker
July 2005 - February 2012 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
March 1997 - July 2005 · 8 yrs 4 mos
State Registrations14 states
CACTFLGAMAMENHNMNYOHPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Samuel Kiefer - Financial Advisor | TrueAdvisor