Katherine Oven is a registered investment advisor at LPL Financial LLC, based in Dunmore, PA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 N Blakely St, Dunmore, PA, 18512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Katherine is the Vice President of the Dunmore Borough Council, dedicating minimal time to this non-investment related activity. She also operates under the DBA Fidelity Asset Management Services at Fidelity Bank for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Ameritas Investment CORP.Broker
Fiserv Investor Services, INC.Broker
Vanguard Marketing CorporationBroker
State Registrations3 states
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